As filed with the Securities and Exchange Commission on March 5, 2021
Registration No. 333-205469
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
INVIVO THERAPEUTICS HOLDINGS CORP.
(Exact name of registrant as specified in its charter)
Nevada | 36-4528166 | |
(State or Other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.) | |
One Kendall Square, Suite Cambridge, MA |
02139 | |
(Address of Principal Executive Offices) | (Zip Code) |
Employee Stock Purchase Plan
(Full title of the plan)
Richard Toselli, M.D.
President and Chief Executive Officer
InVivo Therapeutics Holdings Corp.
One Kendall Square, Suite B14402
Cambridge, Massachusetts 02139
(Name and address of agent for service)
(617) 863-5500
(Telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ¨ |
Accelerated filer |
¨ |
Non-accelerated filer | ¨ (Do not check if a smaller reporting company) |
Smaller Reporting Company |
x |
Emerging Growth Company | ¨ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
EXPLANATORY NOTE
On July 2, 2015, the InVivo Therapeutics Holdings Corp. (the “Registrant”) filed a Registration Statement on Form S-8 (File No.: 333-205469) (the “Form S-8”) registering 250 shares (on a post-split basis) of the Registrant’s common stock, $0.00001 par value per share (the “Shares”), to be issued to participants under the Registrant’s Employee Stock Purchase Plan (the “Plan”). On December 4, 2020, the Registrant terminated the Plan.
This Post-Effective Amendment No. 1 to the Registration Statement on Form S-8 is being filed in order to deregister all Shares that were registered under the Form S-8 and remain unissued under the Plan. The Registrant hereby removes from registration any and all securities of the Registrant registered for sale under the Form S-8 that remain unsold as of the date of this Post-Effective Amendment. The Form S-8 is hereby amended to reflect the deregistration of such securities.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Cambridge, Commonwealth of Massachusetts, on March 5, 2021.
INVIVO THERAPEUTICS HOLDINGS CORP. | ||
By: | /s/ RICHARD TOSELLI M.D. | |
Richard Toselli | ||
Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the date indicated:
Signature | Title | Date | ||
/s/ RICHARD TOSELLI M.D. | President, Chief Executive Officer and Director | March 5, 2021 | ||
Richard Toselli | (Principal Executive Officer) | |||
/s/ RICHARD CHRISTOPHER | Chief Financial Officer and Treasurer | March 5, 2021 | ||
Richard Christopher | (Principal Financial Officer and | |||
Principal Accounting Officer) | ||||
/s/ C. ANN MERRIFIELD | Chair of the Board | March 5, 2021 | ||
C. Ann Merrifield | ||||
/s/ DANIEL R. MARSHAK | Director | March 5, 2021 | ||
Daniel R. Marshak | ||||
/s/ CHRISTINA MORRISON | Director | March 5, 2021 | ||
Christina Morrison | ||||
/s/ RICHARD J. ROBERTS | Director | March 5, 2021 | ||
Richard J. Roberts | ||||
/s/ ROBERT J. ROSENTHAL | Director | March 5, 2021 | ||
Robert J. Rosenthal |